Case File
efta-01368881DOJ Data Set 10OtherEFTA01368881
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DOJ Data Set 10
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efta-01368881
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From:
Vahe Stepanian
Sent:
7/10/2017 6:00:38 PM
To:
Stewart Oldfield
BCC:
Subject:
FW: Epstein/Southern Financial reboot Ill
Classification: For Internal use only
Did you get a response on this?
From: Stewart Oldfield
Sent: Thursday, July 06, 2017 3:18 PM
To: Todd Stevens
Subject: Epstein/Southern Financial reboot
Daniel-E Kaiser
Jeffrey's new trader will be available to meet with us after July 14th, when he wraps up his current job (I think he's
coming from JPM or GS, but don't know that for sure). He will have POA over JE's trading accounts and it sounds as if he
plans to trade in good size and frequency. I expect he will trade for other clients over time as well.
We've all agreed to use this as an opportunity to reboot our relationship and explore how we can do more business
together. We know they are interested in flow equity and debt, preferreds and new issue across the spectrum. We
should also be prepared to discuss what it would take for us to entertain opening a new OTC relationship.
As a reminder, JE keeps over $100mm of deposits with us and does advisory work with Leon Black's family office. So I'd
like to approach this as enthusiastically as we can.
Please let me know your availability July 17-19 and 24-27. We can meet at the DB offices or across the street with Rich
Kahn.
Thanks
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345
New York. NY 10154
Tel
Mobil
la
ry
Email
Securities offered through Deutsche Bank Securities Inc.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0060843
CONFIDENTIAL
SDNY_GM_00207027
EFTA01368881
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