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efta-01368963DOJ Data Set 10Other

EFTA01368963

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DOJ Data Set 10
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efta-01368963
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On Apr 24, 2017, at 10:49 AM, Stewart Oldfield Rich, How's 2 or 3 today? Thanks From: Stewart Oldfield Sent: Friday, April 21, 2017 3:11 PM To: 'Richard Kahn' Cc: Audie Apple; Vahe Stepanian Subject: RE: catching up/risk premia investing ote: Copying in Audit We are wide open Monday after 2. Shall we schedule a time? Thanks From: Richard Kahn Sent: Friday, April 21, 2017 1:47 PM To: Stewart Oldfield Cc: Vahe Stepanian Subject: Re: catching up/risk premia investing sounds great monday / wednesday best for me next week thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 On A r 21, 2017, at 1:44 PM, Stewart Oldfield wrote: Rich, I'm just back from 10 days in Maui with a whole set of recommendations for you. You're going to have an awesome time. Do you have time to chat next week about risk premia investing? Think of it as systematic trading to extract risk premia (curve structure, volatility, etc.) across asset classes. Basically what most hedge funds do, but in a more liquid and transparent fashion and with lower fees. It might appeal to JE since he could tailor the investment strategies and CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0060983 CONFIDENTIAL SDNY_GM_00207167 EFTA01368963

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Subject: Trade Details 04 18 2018 C From: Liam Osullivan Date: Wed, 18 Apr 2018 16:10:19 -0400 To: Richard Kahn Cc: Davide-A Sferra Joshua Shoshan Martin Zeman Xavier Avila Stewart Oldfield < =.• Classification: Confidential Paul, Today you executed the following trades in the SFLLC account: Bought 11,348 CDR PW at 121.0969 PLN FX — Bought 1,375,796.34 PLN at 3.3575 Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Part

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