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efta-01368968DOJ Data Set 10Other

EFTA01368968

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DOJ Data Set 10
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efta-01368968
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
On A r 25, 2017, at 4: 14 PM, Vahe Stepanian wrote: Generally agree with Stewart. Is there anything specific you are looking at? Thanks, Vahe From: Stewart Oldfield Sent: Tuesday, April 25, 2017 4:02 PM To: Richard Kahn < Cc: Vahe Stepanian < Subject: RE: trading capabilities Generally I think we can just do listed options in your wealth management brokerage accounts. We don't have investment banking/OTC capabilities for you unless we can trade via long form confirmation. Copying Vahe who can clarify. Thanks From: Richard Kahn Sent: Tuesday, April 25, 2017 3:48 PM To: Stewart Oldfield Subject: trading capabilities are we able to do any of the following trades in our accounts Trade fx forwards and options CDS Equity derivatives If so would this be out of your Wealth Management group or Investment Bank? please advise thank you CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0060989 CONFIDENTIAL SDNY_GM_00207173 EFTA01368968

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