Case File
efta-01369055DOJ Data Set 10OtherEFTA01369055
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01369055
Pages
1
Persons
0
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From: Delores Rubin
Sent: Wednesday, May 31, 2017 8:19 AM
To: 'Richard Kahn'
Cc: Tazia Smith
Vahe Stepanian
Subject: RE: Rothschild EC)
Classification: Confidential
Good Morning Richard,
It is another very quiet trading day for Rothschild.
We have not had any institutional interest expressed yet, but we would still like the opportunity to work an
order for you.
As I stated, a market for the type of size you are looking for is more risk than we can take on.
The stock has been trending higher since December after breaking through the 22 EUR level. After
pushing through 27 the stock keeps bouncing in this range of 27.80 to 28.30.
Despite the low volume, we may have luck with a working an order on a limit. Please let us know if you
would like to pursue that option.
Thank you.
Best regards,
Delores Rubin
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Delores Rubin
Director I Wealth Management Capital Markets
Equity Trading
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue. 10154.0004 New York. NY, USA
Tel. +1 212 454-0860
Email
From: Richard Kahn [mailto
Sent: Tuesday, May 30, 2017 2:37 PM
To: Delores Rubin
Cc: Tazia Smith
Subject: Re: Rothschild [C]
yes please
thank you
Richard Kahn
HBRK Associates Inc
575 Lexington Avenue 4th Floor
New York, NY 10022
tel 212-971-1306
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0061125
CONFIDENTIAL
SDNY_GM_00207309
EFTA01369055
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Phone
+1 212 454-0860Phone
212-971-1306Related Documents (6)
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01765224
0p
DOJ Data Set 11OtherUnknown
EFTA02328489
1p
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA02125460
0p
DOJ Data Set 9OtherUnknown
From: "Jeffrey E." <[email protected]>
4p
DOJ Data Set 11OtherUnknown
EFTA02489202
1p
DOJ Data Set 10OtherUnknown
EFTA02086739
1p
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