EFTA01369155

From: Stewart Oldfield Sent: 11/9/2016 9:03:00 PM To: Todd Stevens Subject: Re: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Classification: For Internal Use Only Thanks. Let me know what they need my help with. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel: 212 454-2881 Mobile blackberry Email: Securities offered through Deutsche Bank Securities Inc. From: Todd Stevens Sent: Wednesday, November 09, 2016 06:20 PM To: Stewart (Ydfield Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Classification: For Internal use only From: Daniel Sabba Sent: Wednesday, November 09, 2016 6:18 PM To: Todd Stevens; Zbynek Kozelsky; Darlene Zong; Vahe Stepanian Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Todd let's discuss how to respond. Original Message From: Vahe Stepanian Sent: Wednesday, November 09, 2016 02:04 PM Pacific Standard Time To: kyc outreachteam Cc: Daniel Sabba, Darlene Zong Subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Classification: For Internal use only Acknowledged, and adding the main coverage team here. We'll be back to you. From: Michael Valencia On Behalf Of kyc outreachteam Sent: Wednesday, November 09, 2016 5:00 PM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061273 CONFIDENTIAL SDNY_GM_00207457 EFTA01369155