EFTA01369168

From: Vahe Stepanian [ Sent: 7/13/2017 11:07:20AM To: Richard Kahn [- CC: Stewart Oldfield Subject: RE: (C) Classification: Confidential what is ticker? Original Message From: Richard Kahn [mailto: Sent: Thursday, July 13 2017 11:06 AM To: vahe stepanian Cc: Stewart Oldfield > > su 3ect: Re: c I; Darren Indyke [•I; Jeanne Brennan >; Darren Indyke >; Jeanne Brennan we would like to sell 200 contracts of the August 13.00 strike puts at 70c or better in SFL please confirm with darren thank you Richard Kahn HBRK Associates Inc. > On Jul 13, 2017, at 10:57 AM, Vahe Stepanian < > wrote: > • Classification: Confidential > • Hi Rich - Southern Financial can trade listed options, including sold puts. > • On the FX question - currently SFLLC cannot buy OTC options. There is Dodd Frank related paperwork that we would need on file before trading OTC options. > • Thank you, > Vahe • Original Message > From: Richard Kahn > Sent: Thursday, July 1 AM > To: Vahe Stepanian > cc: Stewart oldfield > subject: > • are we equip to sell puts? > • Richard Kahn > HBRK Associates Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061289 CONFIDENTIAL SDNY_GM_00207473 EFTA01369168