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efta-01369173DOJ Data Set 10Other

EFTA01369173

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DOJ Data Set 10
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efta-01369173
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EFTA Disclosure
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From: Sent: To: Subject: Attachments: Andrew King 10/23/2017 1:34:08 PM Stewart 0ldfield I- RE: research distribution Research List Oldfield 170906.xlsx Stew, let me know when works best to catch up on the distribution list and other recent client engagement (listed below): Harvest conversations Paul Barrett — sent — have engaged with him in follow-up convesation Third Lake • sent Tisch - sent John Service Hedge fund platform list — has entity been established? Ali Rashid Would like to talk to him about his options on structured notes — if he wants custom terms, we could attempt to build a book with other clients around a $250-500K investment. Paul Barrett Waiting for KCP to set up the account for structured notes — I assume they'd like to lead that conversation? From: Stewart Oldfield Sent: Monday, October 02, 2017 12:38 PM To: Andrew King Subject: research distribution Let's discuss this list when I'm back. Can probably edit a bit and perhaps categorize by materials to send. Thanks IIHc Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. New York, NY 10154 Tel. 212 454-2881 Mobile blatkber Email Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061295 CONFIDENTIAL SDNY_GM_00207479 EFTA01369173

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