Case File
efta-01369943DOJ Data Set 10OtherEFTA01369943
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01369943
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
I've attached a list of preferred equities that was asked for by Richard Kahn; the CFO for Southern Financial, which is an
investment entity for the personal wealth of Jeffrey Epstein (one of Stew Oldfield's clients).
The list isn't a recommendation. Instead, it is a list of commonly traded preferred equities, which Richard and Jeffrey can
select from to build their own basket.
The original list was provided by Delores Rubin from STG. ISG added the preferred equity CUSPS, the average daily
volume, the Bloomberg consensus rating for the issuers' common equity, and the DB rating for the issuers' common
equity columns. Bloomberg was the source of the non DB information.
We'd like to send on Monday afternoon at the latest. Please let us know what disclosures would be required for
approval.
Thanks in advance.
Best regards,
Andrew King
Andrew King, CFA
Vice President I Investment Solutions Group
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
345 Park Avenue New York, NY 10154
Tel.
Fax
Mobil
EmS
Pediri ozctv- Prifoon
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0062463
CONFIDENTIAL
SDNY_GM_00208647
EFTA01369943
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