Case File
efta-01369946DOJ Data Set 10OtherEFTA01369946
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01369946
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Please note that clients are not required to take any action in response to the disclosure statement.
2)
Steps for you to follow to comply:
a)
You must deliver the attached SFTR Disclosure Letter by July 271h to those of your clients/counterparties in
scope. You may deliver the Disclosure Letter to you clients by mail or by fax or email if your client has consented to
electronic delivery of documents.
•
Please note that clients are not required to take any action in response to the disclosure statement.
b)
Attach proof of delivery to the client's record in dbForce (Email, Fax, or letter sent to the client).
•
Please include a copy of the Letter AND the Envelope/FedEx Label in one attachment
c)
Notify me once a) and b) have been completed.
3)
Response/questions from clients:
The SFTR Disclosure Letter clearly states that no response is required from the clients. However, any questions
regarding this matter should be managed by the Relationship Manager, with the involvement of legal or compliance as
needed.
An Internal Use Only Q&A is also attached (do not send the Q&A to the client).
If you need any assistance or have any questions, please reach out to me or Anna-Sofiya.
Thank you
Best,
Armen
Armen Brash
Director
Deutsche Bank Wealth Management
345 Park Avenue. 10154-0004 New York. NY. USA
Tel.
Fax
Mobs e
Emai
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0062469
CONFIDENTIAL
SDNY_GM_00208653
EFTA01369946
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