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efta-01370304DOJ Data Set 10Other

EFTA01370304

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DOJ Data Set 10
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efta-01370304
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Liam Osullivan Sent: 1/22/2018 12:30:17 PM To: 'Paul Barrett ( CC: Stewart 0ldfield Stepanian Subject: RE: Trade confirmation: Rates trade Attachments: ND814115M.PDF; D814527N.PDF Paul & Rich, I have attached the confirms for the below trades. I will send the password in a separate email. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Em I; 'Richard Kahn' ; Xavier Avila ; Davide-A Sferrazza Martin Zeman ; Vahe KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FlAIRA Rule 4512(C)(3). and who are capable of evaluating the strategies. characteristics and investment risks of and exercising independent judgment in evaluating. the ideas and products ctiscussed herein. Trades and transactions are subject to relevant internal approvats of DBSI or its affiliates prior to execution. and the execution of any transaction or idea discussed herein is conditkinal on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters ctiscussed herein are provided for discussion purposes only. and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The infonnation set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction andror redistribution thereof (in whole or in pan) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of 0851 or any Wits affiliates. From: Martin Zeman Sent: Friday, January 12, 2018 3:50 PM To: Paul Barrett Cc: Stewart Oldfield < >; Richard Kahn < ; Davide-A Sferrazza Liam Osullivan < Subject: Trade confirmation: Rates trade Paul, This is to confirm today's trade: >; Xavier Avila >; Joshua Shoshan CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0062998 CONFIDENTIAL SDNY_GM_00209182 EFTA01370304

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