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efta-01370319DOJ Data Set 10Other

EFTA01370319

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DOJ Data Set 10
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efta-01370319
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EFTA Disclosure
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Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 P rk Ay nu 1 154-0004 New York, NY, LISA Tel. Email From: Richard Kahn Sent: Tuesday, May 30, 2017 8:22 AM To: Delores Rubin < Cc: Tazia Smith mailto >; Stewart Oldfield >; Vahe Stepanian >; Matt Glassman >; Davide-A Sferrazza Subject: Re: Rothschild [C] Thanks you for update. Any indication where a 100,000 share block can be crossed? Please advise. Thank you. Richard Kahn HBRK Associates Inc 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone Fax Cell On Ma 30 2017 at 8:14 AM, Delores Rubin wrote: Classification: Confidential Good Morning Richard and Tazia, In the event you still care in Rothschild, volumes continue to be around its average of 15,000 shares a day over the past week, but a few local houses have advertised sizeable volume that has not been reflected on the tape. ODDO secutities has been advertising crossing and trading stock for the past week and EXANE has advertised trading over 100,000 shares in the same time period. The stock has been in a range of 28 - 28.20 EUR and we would still be happy to work an order for you if it helps. Best regards, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063016 CONFIDENTIAL SDNY_GM_00209200 EFTA01370319

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