EFTA01370608

From: Stewart Oldfield Sent: 10/2/2017 11:20:03 AM To: Martin Zeman Subject: RE: Swaps Protocol and Updated Financials - Southern Financial, LLC [I] Cool, thanks From: Martin Zeman Sent: Monday, October 02, 2017 4:18 PM To: Stewart Oldfield < Subject: RE: Swaps Protocol and Updated Financials - Southern Financial, LLC [II Classification: For Internal use only Just spoke to them — they will need a week for the financials just because of the storms basically. I will also email Kim Hart now and see if she has any update. From: Stewart Oldfield Sent: Monday, October 02, 2017 10:44 AM To: Martin Zeman < Subject: RE: Swaps Protocol and Updated Financials - Southern Financial, LLC Let me know if they don't respond. Thanks From: Martin Zeman Sent: Thursday, September 28, 2017 2:41 PM To: Paul Barrett Cc: Vahe Stepanian < >; Richard Kahn >; Stewart Oldfield < >; Xavier Avila Subject: Swaps Protocol and Updated Financials - Southern Financial, LLC Paul, Richard, We are working with our credit officers and also legal to get the ISDA for Southern Financial LLC back up. To do that, we will need updated financials for Southern Financial LLC and also signed Swaps Protocol — attached to this email. As soon as we get the updated financials, our credit guy can give the credit terms to our legal guy who will give us the new ISDA draft. Thank you, Martin I Martin Zeman Director I Key Client Partners Deutsche Bank Wealth Management DS Securities Inc CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063536 CONFIDENTIAL SDNY_GM_00209720 EFTA01370608