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efta-01370635DOJ Data Set 10Other

EFTA01370635

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DOJ Data Set 10
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efta-01370635
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Best regards, Delores Rubin <image001.gif> Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154-0004 New York. NY, USA Tel. Emal From: Richard Kahn mailto Sent: Tuesday, May 30, 2017 8:22 AM To: Delores Rubin < Cc: Tazia Smith >; Stewart Oldfield >; Vahe Stepanian >; Matt Glassman < Davide-A Sferrazza < Subject: Re: Rothschild (Cl Thanks you for update. Any indication where a 100,000 share block can be crossed? Please advise. Thank you. Richard Kahn FIBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone Fax Cell On Ma 30, 2017, at 8:14 AM, Delores Rubin wrote: Classification: Confidential Good Morning Richard and Tazia, In the event you still care in Rothschild, volumes continue to be around its average of 15,000 shares a day over the past week, but a few local houses have advertised sizeable volume that has not been reflected on the tape. ODDO secutities has been advertising crossing and trading stock for the past week and EXANE has advertised trading over 100,000 shares in the same time period. >; CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0063580 CONFIDENTIAL SDNY_GM_00209764 EFTA01370635

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