Skip to main content
Skip to content
EFTA01370637EFTA01370639
Case File
efta-01370638DOJ Data Set 10Other

EFTA01370638

Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01370638
Pages
1
Persons
0
Integrity

Summary

Ask AI About This Document

0Share
PostReddit

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
On May 23, 2017. at 12:06 PM Tazia Smith wrote: Classification: Confidential Rich - Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume. DB did trade small today, 3,000 shares, split between High Touch and Low Touch which is usually the case for this name. The big International houses generally see Low Touch business, where the boutique houses dominate the High Touch. DB has good relationship with many of these boutique shops that work High Touch orders (as yours would be), so let us know if you'd like to discuss further per my prior note about working smaller size. Speak Soon, Tazia Cell From: Tazia Smith Sent: Tuesday, May 23, 2017 6:19 AM To: Delores Rubin; 'Richard Kahn' Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild [C] Rich - Just tried calling you. Please call Delores directly if you have follow through on this As team relayed, DB isn't (nor are we in touch with as agent) a marker CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063583 CONFIDENTIAL SDNY_GM_00209767 EFTA01370638

Related Documents (6)

DOJ Data Set 10OtherUnknown

EFTA01372957

1p
DOJ Data Set 10OtherUnknown

EFTA01371749

1p
DOJ Data Set 10OtherUnknown

EFTA01381234

1p
DOJ Data Set 10CorrespondenceUnknown

EFTA Document EFTA01369769

0p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01381057

As s Rubin I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 154-0004 New York, NY, USA Tel. Emal From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield ; Vahe Stepanian da; Matt Glassman ; Delores Rubin ‹ > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone- Fax Cell

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01379473

From: Richard Kahn Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith <a> Cc: Stewart Oldfield Vahe Stepanian ve; Matt Glassman >; Delores Rubin Subjec : e: o isc Any update on bid ask for 100k Roth 9 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith ‹ > wrote: Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color.

1p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

DonateMore ways to support →
Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.