Case File
efta-01370825DOJ Data Set 10OtherEFTA01370825
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01370825
Pages
1
Persons
0
Integrity
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From:
Sent:
To:
CC:
osullivan
5/31/2018 4:23:38 PM
Paul Barrett
Davide-A Sferrazza
I; 'Richard Kahn' I
Joshua Shoshan
• Stewart Oldfield
; Martin Zeman
Subject:
Trade Details --> 5/31/2018 (Cl
Classification: Confidential
Paul,
In Haze:
You sold 5,045 shares of C 5.8% Ser C Pref at 25.1654. The account is long 38,158 shares.
Thank you,
Liam
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue 10154.0004 New York. NY. USA
Tel.
Email
Xavier Avila
Prepared on
05/31/2018 Source:
Pershing NetX 360
Unofficial trade confirmations use information from sources that the firm believes fo be reliable. but Deutsche Bank Securities lnc. cannot guarantee
the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade
information.
KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in
evaluating, the ideas and products otiscussed herein. Trades and transactions are subject to relevant internal approvals of 0851 or its affiliates prior to
execution, and the execution of any transaction or idea discussed herein is conational on your becoming a client of Deutsche Bank. Key Client Partners
(KCP) product* investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-
advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is
being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of
its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DB& or any
of ifs affiliates.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0063873
CONFIDENTIAL
SDNY_GM_00210057
EFTA01370825
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