Case File
efta-01370929DOJ Data Set 10OtherEFTA01370929
Date
Unknown
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DOJ Data Set 10
Reference
efta-01370929
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1
Persons
0
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TO: 91096423/8711226
15May18 0328 EST
FROM: DEUTSCHE RANK AG
RAGE 001
Deutsche Bank AG, London Branch
Currency Option Transaction
Our ref 1603998244.2
DB USI:10302106780112000000000000000001603998244P
DB UTI:10302106780112000000000000000001603998244P
Trade Repository: DTCC
PRIVATE WENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC
1 SOUTH STREET
BALTIMORE 21202,MARYLAND,UNITED STATES
Dear Sirs,
16 May. 2018
Deutsche
Bank
AG.
London
Branch
FX Options Operations
Winchester House
1, Great Winchester Street
London. EC2N 206
Telex: 94015556
Swift DEUTiassiga
Direct Line:
Direct
Fax:
63386366
This amended and restated Confirmation replaces our previous Confirmation with Reference 1603998244.1.
The purpose of this letter agreement is to confirm the terms and conditions of the Currency Option entered into between us
Deutsche Bank AG, London Branch (Tarty A) and PRIVATE CLIENT SERVICES PAM ALEX BROWN AC SOUTHERN
FINANCIAL LLC (Tarty W) on the Trade Date referred to below (the 'Transaction).
The definitions and provisions contained in the 1998 FX and Currency Option Definitions (the*FXDefnitions) as published by the
International Swaps and Derivatives Accoriation, Inc., the Emerging Markets Traders Association and The Foreign Exchange
Committee are incorporated into this Confirmation. In the event of any inconsistency between the FX Definitions and this
Confirmation, this Confirmation will prevail.
If you and we are parties to an ISDA Master Agreement (an 'Agreement') then this Ccnfirrnation supplements. forms part of and
is subject to such Agreement. If you and we are not yet parties to an Agreement then this Confirmation evidences a complete and
bindng agreement between Party A and Party B as to the terns of the Transaction to which this Confirmation relates. In addition
Party A and Party B agree to use all reasonable efforts promptly to negotiate. execute and detver an agreement in the form of the
2002 ISDA Master Agreement (the 'ISDA Form) with such rrodications as you and we will in good faith agree. Upon section
by Party A and Party B of such an agreement, this Confirmation vat supplement, form part of, and be subject to that agreement
All precisions contained or ncorporated by reference in that agreement upon its execution we govern this Confirm bon. Until we
execute and deliver that agreement, this Confirmation. together with all other documents referring to the ISDA Fam (each a
'Confirmation' confirming transactions (each a 'Transaction') entered into between us (notwithstanding anything to the contrary
in a Confirmation) shall supplement form a part of, and be subject to an agreement n the lam of the ISDA Form as if we had
executed an agreement on the Trade Date of the fist such Transaction between us and such form with the schedule thereto ()
specifying only that (a) the governing law is English law and (b) the Termination Currency is U.S. Dollars. and c) each party grves
the Payer Representation set out n Part 2(a)() of the pro-forma Schedule to the ISDA Forth; and (I) incorporating any other
modifications to the ISDA Form specified below
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0064031
CONFIDENTIAL
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EFTA01370929
Technical Artifacts (12)
View in Artifacts BrowserEmail addresses, URLs, phone numbers, and other technical indicators extracted from this document.
Fax
Fax:
6338636Phone
3386366Phone
3998244Phone
4015556Phone
8711226SWIFT/BIC
DEUTSCHESWIFT/BIC
MARYLANDSWIFT/BIC
SOUTHERNWire Ref
ReferenceWire Ref
ref 1603998244Wire Ref
referenceWire Ref
referringForum Discussions
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