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efta-01370961DOJ Data Set 10Other

EFTA01370961

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DOJ Data Set 10
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efta-01370961
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Liam Osullivan Sent: 5/11/2018 4:03:29 PM To: 'Paul Barrett • 'Richard Kahn' CC: Martin Zeman Xavier Avila ; Davide-A Sferrazza Joshua Shoshan Stewart Oldfield Subject: RE: Trade Details --> 5/11/2018 ICI Classification: Confidential Paul, You sold an additional 10,000 C 5.8% Ser C Pref at 25.15481. Thank you, Liam From: Liam Osullivan Sent: Friday, May 11, 2018 3:27 PM To: 'Paul Barrett 'Richard Kahn' Cc: Martin Zeman Xavier Avila Davide-A Sferrazza Joshua Shoshan ; Stewart Oldfreld Subject: Trade Details --> 5/11/2018 ICI Classification: Confidential Paul, You sold 13,540 C 5.8% Ser C Pref. at 25.15. We are not working any orders. Haze is long 150,000. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 04 New York, NY, USA Prepared on 05/11/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0064067 CONFIDENTIAL SDNY_GM_002 10251 EFTA01370961

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