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efta-01371005DOJ Data Set 10Other

EFTA01371005

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efta-01371005
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
LI WWII 0 U041° &al CALM: utml-wAtt. carat rtitar. CIO I Deutsche Bank AG, London Branch Currency 0 ' Our ref. DB USI:103021057801120000000000000000018135S6778P DB UTI:1030210678011200030C000000CC0001613558778P Trade Repository: DTCC 1 June, 2018 PRIVATE CLIENT SERVICES PVAM ALEX BROWN AC SOUTHERN FINANCIAL LLC Deutsche Bank AG, London Branch 1 SOUTH STREET FX Options Operations BALTIMORE 21202,MARYLAND,UNITED STATES Wnchester House 1, Great Winchester Street London. EC2N 2DB +1 4435414739 Telex Swift DE L ()fact Line: Dear Sits. This amended and restated Confirmation replaces our previous Confirmation with Reference The purpose of this letter agreement is to confirm the terms and conditions of the Currency Option entered into between us Deutsche Bank AG, London Branch ("Party A') and PRIVATE CLIENT SERVICES PON ALEX BROWN AC SOUTHERN FINANCIAL LLC ("Party B') on the Trade Date referred to botchy (the "Transaction"). The definitions and provisions contained in the 1998 FX end Currency Option Definitions (the*FX Definitions?) as pubfished by the International Swaps and Derivatives Association, Inc., the Emerging Markets Traders Association and The Foreign Exchange Colin Stee are incorporated into this Connotation. In the event of any inconsistency between the FX Definitions and this Confirmation, this Confirmation will prevai. If you and we are parties to an ISDA Master Agreement (an 'Agreement) then this Confirmation supplements, forms part of and is subject to such Agreement If you and we are not yet parties to an Agreement then this Confirmation evidences a complete and binding agreement between Party A and Party B as to the terms ti the Transaction to which this Confirmation relates. In addition Party A and Pasty B agree to use all reasonable efforts promptly to negotiate, execute and deliver an agreement in the form of the 2002 ISDA Master Agreement (the 1WA Form') with such modifications as you and we will in good faith agree. Upon execution by Party A and Party B of such an agreement, this Confirmation will supplement, form part of, and be subject to that agreement M provisions contained or incorporated by reference in that agreement upon Its execution will govern this Confirmation. Until we execute and deliver that agreement, this Confirmation, together War all other documents referring to the ISDA Form (each a -Confirmation" confirming transactions (each a "Transaction') entered it between us (notwithstanding anything to the contrary in a Confirmation) shall supplement, form a part of, and be subject to an agreement in the form of the ISLA Form as if we had executed an agreement on the Trade Date of the first such Transaction between us and such form with the schedule thereto (8 specifying only that (a) the governing law S English law and (b) the Termination Currency is U.S Dollars, and c) each party gives the Payer Representation set out in Part 2(a)(i) of the pro-form Schedule to the ISDA Form; and (ii) Incorporating any other modifioations to the ISDA Form specified below. Jierin3n a Of SoDecasely EvIrcl Pas mt.i.aw W0roegfaMni SOON JO" Cry., (Channto).itva,,, ,,lc,ntown,Roarnates 9,140raors.tlaritAiknit KM von tIttv Wyws Schenck O.t.a Swing. YMne Anode. Umen Cann. eV. AG 4 amilltnund We Grimm Eterdonci (Onfolatii o,ttiCe.t,r E.naet Cant$ Brut and ate 9ar.s. Gernmes raw* Fnuical Suponscrt Mldy, GM nitieUM0414110/0.tyth•Ptnl,nterP49,44,MAiatticot, Itniteci 10 Metnaiet, ty II•Ete,pain CSIlfa Om sod Of taw St., ana M MitiK110101tIO ,SCSIStir in gin tkiels4 ICoadaa CC40.1 It Monty r4 Ow Raw Rnviet," MORN CMUZSCS4a3//4 AO on 'WI SO* cormaca t•th NSW ',Wei inctepata•Sin Ropateit 0trman, t. OWE ti rotrifur!atnt.1.n. HIV no VOA OfoicnPnenetre. Fistmal ano Vtinoc CACCOXS soOrttignap3 Menu ?Wittier Hans 1 Grog who raw SU.K.L041641E,C514 Daultfts ark W. taboo Pew. It s MOM ot SIM Lteari SKHkErttarce Sat Ts *beg or Out toillWealion aria reswIsrien ev Onttd WOOD'S Ivo eta,* cn nag of non west& LOMPOMOIWNeu.datlettitell Na) Page I 043 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY GM_00210328 DB-SDNY-0064144 EFTA01371005

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Phone+1 4435414739
SWIFT/BICMARYLAND
SWIFT/BICSOUTHERN
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