Case File
efta-01371008DOJ Data Set 10OtherEFTA01371008
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01371008
Pages
1
Persons
0
Integrity
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1A/3 7 I 21031.00, 0/ 37243
VIOUVIO
tI020 Ma
envn:
kestrxetais mann Mu
ritt•L
Deutsche Bank AG, London Branch
Currency
Ow ref:
DB USI:10302108780112000000000003000001813558779Q
DB UTI '1 CS02108780112000000000000000001813556779P
Trade Repository: DTCC
Ei
I June, 2018
PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC
Deutsche
Bank
AG,
London
Branch
1 SOUTH STREET
FX Options Operations
BALTIMORE 21202,MARYLAND,UNITED STATES
Winchester House
1, Great Winchester Street
London. EC2N 2DB
+1 4435414789
Dear Sirs,
Telex:
Swift OEUT B2L
Direct Line:
Cared
Fax:
This amended and restated Confirmation replaces our previous Cordirmation with Reference
The purpose of this letter agreement is to confimi the terms and conditions of the Currency Option entered into between us
Deutsche Bank AG, London Branch ("Patty A") and PRIVATE CLIENT SERVICES PWM ALEX BROVN AC SOUTHERN
FINANCIAL LLO ("Party E3`) on the Trade Date referred to below (the 'Transaction")
The definitions and provisions contained in the 1998 FXand Currency Option Definitions (the "FX Definitions") as published by the
International Swaps and Derivatives Association, Inc., the Emerging Markets Traders Association and The Foreign Exchange
Committee are incorporated into this Confirmation In the event of any inconsistency between the FX Definitions and this
Confirmation, this Confirmation will prevail.
If you and we are parties to an ISDA Master Agreement (an "Agreement") then this Confirmation supplements, forms part of and
is subject to such Agreement If you and we are not yet parties to an Agreement then this Confirmation evidences a complete and
binding agreement between Party A and Pally B as to the term of the Transaction towhich this Confirmation relates. In addition
Party A and Party B agree to use all reasonable efforts promptly to negotiate, execute and deliver an agreement in the form of the
2002 ISDA Master Agreement (the 1SDA Form") with such modifications as you and we wilt in good faith agree. Upon execution
by Party A and Party B of such an agreement, this Confirmation will supplement, form part o( and be sitoject to that agreement.
All provisions contained or incorporated by reference in that agreement upon is execution will govern this Confirmation. Until we
execute and deliver that agreement this Confirmation, together with an other documents referring to the ISDA Form (each a
"Confirmation') confirming transactions (each a 'Transaction') entered into between us (notwithstanding anything to the contrary
in a Confirmation) shall supplement forma part of, and be subject to an agreement in the form cf the ISDA Form as if we had
executed an agreement on the Trade Date d the first such Transaction between us and such form with the schedule thereto (0
specifying only that (a) the governing law Is English law and (b) the Terrnnation Currency is U.S. Dollars, and c) each party gives
the Payer Representation set out in Part 2(a)(0 of the pro-forma Schedule to the ISDA Form and (I) incorporating any other
modifications to the ISDA Form specified below.
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
SDNY GM_00210331
DB-SDNY-0064147
EFTA01371008
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Phone
+1 4435414789SWIFT/BIC
MARYLANDSWIFT/BIC
SOUTHERNWire Ref
ReferenceWire Ref
referenceWire Ref
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