Case File
efta-01371010DOJ Data Set 10OtherEFTA01371010
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01371010
Pages
1
Persons
0
Integrity
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Deutsche Bank AG, London Branch
Currency Option Transaction
Our ref: 1613556780-2
DB USI:1030210678011200C0000200000C0C016135M78CP
DB UTI:10302106780112C00000000000000001613556780P
Trade Repository: °ICC
1 June, 2018
PRIVATE CU ENT SERVICES FWM ALEX BROWN AC SOUTHERN FINANCIAL LLC
Deutsche
Bank
AG,
London
Branch
1 SOUTH STREET
FX Options Operations
BALTIMORE 21202,MARYLAND.UNITED STATES
Wnchester House
1, Great Wnchester Street
London, EC2N 208
Telex: 94015555
Swift DEUT G
Direct Line:
Dear Sirs,
Ma.
This amended and restated Confirmation replaces our previous Confirmation with Reference 16135567804
The purpose of this letter agreement is to confirm the terms and condtions of the Currency Option entered into between us
Deutsche Bank AG, London Branch ('Parry A") and PRIVATE CLIENT SERVICES PWM ALEX MOWN AC SOUTHERN
FINANCIAL LLC (Party tr) on the Trade Date referred to below (the "Transacbonl.
The defintions and provisions contained in the 1908 FX and Currency Option Defintions One 'FX Definitions) as published by the
International Swaps and Derivatives Association, Inc., the Emerging Markets Traders Association and The Foreign Exchange
Committee are incorporated into this Confirmation In the event of any inconsistency between the FX Definitions and this
Confirmation, this Confirmation will prevai.
If you and we are parties to an ISDA Master Agreement (an 'Agreement') then this Confirmation supplements, forms part of and
is subject to such Agreement. If you and we are not yet parties to an Agreement then this Confirmation evidericesa complete and
binding agreement between Party A and Party B as to the terrm of the Transaction to which this Confirmation relates. In add ion
Party A and Party B agree to use all reasonable efforts ororrptly to negotiate, execute and delver an agreement In the form of the
2002 ISDA Master Agreement (the lSDA Form, with such modifications as you and we vall in good faith agree. Upon execution
by Party A and Party 8 of such an agreement, this Confirmation will supplement, form part of, and be subject to that agreement
Al provisions contained or incorporated by reference in that agreement upon its execution will govern this Confirmation. Until we
execute and delfrer that agreement, this Confirmation, together with all other documents referring to the ISDA Form (each a
'Confirmation') confirming transactions (each a 'Transactor) entered into between us (notwithstanding anything to the contrary
in a Confirmation) shall supplement, form a part of, and be subject to an agreement in the form ci the ISDA Form as 0 we had
executed an agreement on the Trade Date of the first such Transaction between us and such form with the schedule thereto (i)
specifying only that (a) the governing law's English law and (b) the Termination Currency is U.S. Dollars, and c) each party gives
the Payer Representation set out in Part 2(a)() of the pro-forma Schedule to the ISDA Form, and (ii) incorporating any other
modifications to the ISDA Form specified below.
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
SDNY GM_00210334
DB-SDNY-0064150
EFTA01371010
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Phone
13556780Phone
16135567804Phone
4015555SWIFT/BIC
MARYLANDSWIFT/BIC
SOUTHERNWire Ref
ReferenceWire Ref
ref: 1613556780Wire Ref
referenceWire Ref
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