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efta-01371031DOJ Data Set 10Other

EFTA01371031

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DOJ Data Set 10
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efta-01371031
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Chuck Chai — Hillspire Amber Caska — Portfolia Gregory Ruben — Elysium (Leon Black family office) Rob Cain and Tim Sarhatt — CFM, won't attend Ali Rashid — cannot attend Ray Tonsing Rahul Vaid — Crestline. Attended last year Lara George and Mike Niccolina — MCM. Cannot attend Reaz laslam — cannot attend Also, I have someone who would like to attend the Aircraft Financing and Leasing conference in NY — Niki Rokni (please see link below) http://www.axonaviation.com/company/our-team From: Nina-X Nevidzanska Sent: Friday, July 27, 2018 11:07 AM To: Stewart 0ldfield Cc: Alison Sinicropi Subject: FW: DB tech conference - Sep. 12/13 Las Vegas II] Hi Stew, Alison and I are again centralizing the list of all WM guests going to the Tech conference. I see you invited Alan Resnikoff from Shamrock. Anyone else? Please note that there are a few important changes to the registration this year: With the enforced KYC processes in place, going forward, the prospective Clients/non-onboarded guests, will have to attest to the attached waiver. This isn't applicable for on-boarded clients. Alison Sinicropi and I will be happy to help with the actual online registration with coordination with the Events team, as guests who aren't on-boarded in registration system won't be able to register freely. Also please note that special programming/social evening events are still TBD and would be only open to the select guests. We will keep you posted as they shape out. Thanks a lot Nina Kind regards Nina Nevidzanska Deutsche Bank Corporate Finance Partnership - Americas 60 Wall Street, New York, NY 10005 Tel: + E-mai CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0064178 CONFIDENTIAL SDNY_GM_00210362 EFTA01371031

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URLhttp://www.axonaviation.com/company/our-team

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