Case File
efta-01371596DOJ Data Set 10OtherEFTA01371596
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01371596
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Cc: Tazia Smith
Vahe Stepanian
Subject: RE: Rothschild ICJ
Classification: Confidential
Good Morning Richard,
It is another very quiet trading day for Rothschild.
We have not had any institutional interest expressed yet, but we would still like the opportunity to work an
order for you.
As I stated, a market for the type of size you are looking for is more risk than we can take on.
The stock has been trending higher since December after breaking through the 22 EUR level. After
pushing through 27 the stock keeps bouncing in this range of 27.80 to 28.30.
Despite the low volume, we may have luck with a working an order on a limit. Please let us know if you
would like to pursue that option.
Thank you.
Best regards,
Delores Rubin
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Delores Rubin
Director I Wealth Management Capital Markets
Equity Trading
DB Securities Inc
MI=
From: Richard Kahn
Sent: Tuesday, May 30, 2017 2:37 PM
To: Delores Rubin
Cc: Tazia Smith
Subject: Re: Rothschild (C]
yes please
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0065053
CONFIDENTIAL
SDNY_GM_00211237
EFTA01371596
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