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EFTA01371686EFTA01371688
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efta-01371687DOJ Data Set 10Other

EFTA01371687

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DOJ Data Set 10
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efta-01371687
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EFTA Disclosure
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575 Lexington Avenue 4th Floor New York. NY 10022 On Jul 24, 2017, at 2:48 PM, Stewart Oldfield wrote: 8/10 at 10am at our office Dan Kaiser — US head of Key Client Partners Xavier Avila — latam head of Key Client Partners (will add to any discussion about EM trading) Martin Zeman — KCP head of trading I will be there as well, along with either Matt Glassman or Vahe on the KCP coverage side. From: Richard Kahn Sent: Monday, July 24, 2017 1:17 PM To: Stewart Oldfield Subject: Re: trading meeting please confirm when date is firm along with individuals we will be meeting thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Jul 20, 2017, at 2:35 PM, Stewart Oldfield wrote: I think 8/10 at 10am works for us CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065175 CONFIDENTIAL SDNY GM_00211359 EFTA01371687

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As s Rubin I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 154-0004 New York, NY, USA Tel. Emal From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield ; Vahe Stepanian da; Matt Glassman ; Delores Rubin ‹ > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone- Fax Cell

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From: Richard Kahn Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith <a> Cc: Stewart Oldfield Vahe Stepanian ve; Matt Glassman >; Delores Rubin Subjec : e: o isc Any update on bid ask for 100k Roth 9 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith ‹ > wrote: Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color.

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