Case File
efta-01372469DOJ Data Set 10OtherEFTA01372469
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01372469
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
RICHTER, WILLIAM, LEE
I
CHIEF EXECUTIVE OFFICER
SENIOR MANAGING DIRECTOR
05/2013
NA
LOMASKY, JEFFREY, LAWRENCE
I
SENIOR MANAGING DIRECTOR AND
CHIEF FINANCIAL OFFICER
05/2013
NA
PLATTUS, SETH, PHILUP
I
SENIOR MANAGING DIRECTOR, CHIEF
ADMINISTRATIVE OFFICER AND CO-
GENERAL COUNSEL
05/2013
SNOW, JOHN, WILLIAM
I
CHAIRMAN AND SENIOR MANAGING
DIRECTOR
05/2013
NA
QUAYLE, JAMES, DANFORTH
I
SENIOR MANAGING DIRECTOR,
CHAIRMAN OF CERBERUS GLOBAL
INVESTMENTS, LLC
05/2013
TESSLER, LENARD, BILLY
I
SENIOR MANAGING DIRECTOR AND VICE
CHAIRMAN
01/2018
NA
BRUNO, FRANK, WILLIAM
I
SENIOR MANAGING DIRECTOR AND
PRESIDENT
01/2018
NA
DAVENPORT, ROBERT
I
SENIOR MANAGING DIRECTOR
05/2013
NA
INGERSOLL, WILLIAM, BRETT
I
SENIOR MANAGING DIRECTOR
05/2013
NA
Y
N
KRAVIT, RONALD, JEFFREY
I
SENIOR MANAGING DIRECTOR
05/2013
NA
Y
N
MAYER, STEVEN, F
I
SENIOR MANAGING DIRECTOR
05/2013
NA
Y
N
MILLSTEIN, LEE, SCOTT
I
SENIOR MANAGING DIRECTOR
05/2013
NA
Y
N
WOLF, DANIEL, ELIAS
I
SENIOR MANAGING DIRECTOR
05/2013
NA
Y
N
MILLER, ERIC, FRED
NEPORENT, MARK, ALAN
I
I
SENIOR MANAGING DIRECTOR
SENIOR MANAGING DIRECTOR, CHIEF
OPERATING OFFICER AND GENERAL
COUNSEL
105/2013
NA
r
N
05/2013
NA
Schedule B
Indirect Owners
1. Complete Schedule B only if you are submitting an initial application or report. Schedule B asks for information about your indirect owners; you must first
complete Schedule A, which asks for information about your direct owners. Use Schedule C to amend this information.
2. Indirect Owners. With respect to each owner listed on Schedule A (except individual owners), list below:
(a) in the case of an owner that is a corporation, each of its shareholders that beneficially owns, has the right to vote, or has the power to sell or direct
the sale of, 25% or more of a class of a voting security of that corporation;
For purposes of this Schedule, a person beneficially owns any securities: (i) owned by his/her child, stepchild, grandchild, parent, stepparent,
grandparent, spouse, sibling, mother-in-law, father-in-law, son-in-law, daughter-in-law, brother-in-law, or sister-in-law, sharing the same residence;
or (ii) that he/she has the right to acquire, within 60 days, through the exercise of any option, warrant, or right to purchase the security.
(b) in the case of an owner that is a partnership, all general partners and those limited and special partners that have the right to receive upon
dissolution, or have contributed, 25% or more of the partnership's capital;
(c) in the case of an owner that is a trust, the trust and each trustee; and
(d) in the case of an owner that is a limited liability company ("LLC"), (i) those members that have the right to receive upon dissolution, or have
contributed, 25% or more of the LLC's capital, and (ii) if managed by elected managers, all elected managers.
3. Continue up the chain of ownership listing all 25% owners at each level. Once a public reporting company (a company subject to Sections 12 or 15(d) of
the Exchange Act) is reached, no further ownership information need be given.
4. In the DE/FE/I column below, enter "DE" if the owner is a domestic entity, "FE" if the owner is an entity incorporated or domiciled in a foreign country, or
"I" if the owner is an individual.
5. Complete the Status column by entering the owner's status as partner, trustee, elected manager, shareholder, or member; and for shareholders or
members, the class of securities owned (if more than one is issued).
6. Ownership codes are:
C - 25% but less than 50%
E - 75% or more
D - 50% but less than 75%
F - Other (general partner, trustee, or elected manager)
7. (a) In the Control Person column, enter "Yes" if the person has control as defined in the Glossary of Terms to Form ADV, and enter "No" if the person does
not have control. Note that under this definition, most executive officers and all 25% owners, general partners, elected managers, and trustees are
control persons.
(b) In the PR column, enter "PR" if the owner is a public reporting company under Sections 12 or 15(d) of the Exchange Act.
(c) Complete each column.
FULL LEGAL NAME (Individuals: IDE/FE/I Entity in Which
Status
Date Status
Ownership Contro PR CRD No. If None: S.S. No.
Last Name, First Name, Middle
Interest is Owned
Acquired
Code
Person
and Date of Birth, IRS Tax
!Name)
MM/YYYY
No. or Employer ID No.
!CRAIG COURT GP, LLC
DE
CERBERUS CAPITAL GENERAL PARTNER
04/2001
MANAGEMENT, L.P.
ICRAIG COURT, INC.
DE
CRAIG COURT GP,
LLC
SOLE MEMBER
103/2001
Y
IN
!FEINBERG, STEPHEN, ANDREW
I
CRAIG COURT, INC. SOLE SHAREHOLDER, 04/1996
IN
DIRECTOR AND
PRESIDENT
RICHTER, WILLIAM, LEE
I
RICHTER
1PRESIDENT AND
103/1989
C
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
-SDNY-0066178
SDNY_GM_00212362
EFTA01372469
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15 July 7 2016 - July 17 2016 working progress_Redacted.pdf
Kristen M. Simkins From: Sent: To: Cc: Subject: Irons, Janet < Tuesday, July 12, 2016 10:47 AM Richard C. Smith Hello Warden Smith, mother is anxious to hear the results of your inquiry into her daughter's health. I'd be grateful if you could email or call me at your earliest convenience. I'm free today after 2 p.m. Alternatively, we could meet after the Prison Board of Inspectors Meeting this coming Thursday. Best wishes, Janet Irons 1 Kristen M. Simkins From: Sent:
1196p
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