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efta-01372469DOJ Data Set 10Other

EFTA01372469

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DOJ Data Set 10
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efta-01372469
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
RICHTER, WILLIAM, LEE I CHIEF EXECUTIVE OFFICER SENIOR MANAGING DIRECTOR 05/2013 NA LOMASKY, JEFFREY, LAWRENCE I SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER 05/2013 NA PLATTUS, SETH, PHILUP I SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER AND CO- GENERAL COUNSEL 05/2013 SNOW, JOHN, WILLIAM I CHAIRMAN AND SENIOR MANAGING DIRECTOR 05/2013 NA QUAYLE, JAMES, DANFORTH I SENIOR MANAGING DIRECTOR, CHAIRMAN OF CERBERUS GLOBAL INVESTMENTS, LLC 05/2013 TESSLER, LENARD, BILLY I SENIOR MANAGING DIRECTOR AND VICE CHAIRMAN 01/2018 NA BRUNO, FRANK, WILLIAM I SENIOR MANAGING DIRECTOR AND PRESIDENT 01/2018 NA DAVENPORT, ROBERT I SENIOR MANAGING DIRECTOR 05/2013 NA INGERSOLL, WILLIAM, BRETT I SENIOR MANAGING DIRECTOR 05/2013 NA Y N KRAVIT, RONALD, JEFFREY I SENIOR MANAGING DIRECTOR 05/2013 NA Y N MAYER, STEVEN, F I SENIOR MANAGING DIRECTOR 05/2013 NA Y N MILLSTEIN, LEE, SCOTT I SENIOR MANAGING DIRECTOR 05/2013 NA Y N WOLF, DANIEL, ELIAS I SENIOR MANAGING DIRECTOR 05/2013 NA Y N MILLER, ERIC, FRED NEPORENT, MARK, ALAN I I SENIOR MANAGING DIRECTOR SENIOR MANAGING DIRECTOR, CHIEF OPERATING OFFICER AND GENERAL COUNSEL 105/2013 NA r N 05/2013 NA Schedule B Indirect Owners 1. Complete Schedule B only if you are submitting an initial application or report. Schedule B asks for information about your indirect owners; you must first complete Schedule A, which asks for information about your direct owners. Use Schedule C to amend this information. 2. Indirect Owners. With respect to each owner listed on Schedule A (except individual owners), list below: (a) in the case of an owner that is a corporation, each of its shareholders that beneficially owns, has the right to vote, or has the power to sell or direct the sale of, 25% or more of a class of a voting security of that corporation; For purposes of this Schedule, a person beneficially owns any securities: (i) owned by his/her child, stepchild, grandchild, parent, stepparent, grandparent, spouse, sibling, mother-in-law, father-in-law, son-in-law, daughter-in-law, brother-in-law, or sister-in-law, sharing the same residence; or (ii) that he/she has the right to acquire, within 60 days, through the exercise of any option, warrant, or right to purchase the security. (b) in the case of an owner that is a partnership, all general partners and those limited and special partners that have the right to receive upon dissolution, or have contributed, 25% or more of the partnership's capital; (c) in the case of an owner that is a trust, the trust and each trustee; and (d) in the case of an owner that is a limited liability company ("LLC"), (i) those members that have the right to receive upon dissolution, or have contributed, 25% or more of the LLC's capital, and (ii) if managed by elected managers, all elected managers. 3. Continue up the chain of ownership listing all 25% owners at each level. Once a public reporting company (a company subject to Sections 12 or 15(d) of the Exchange Act) is reached, no further ownership information need be given. 4. In the DE/FE/I column below, enter "DE" if the owner is a domestic entity, "FE" if the owner is an entity incorporated or domiciled in a foreign country, or "I" if the owner is an individual. 5. Complete the Status column by entering the owner's status as partner, trustee, elected manager, shareholder, or member; and for shareholders or members, the class of securities owned (if more than one is issued). 6. Ownership codes are: C - 25% but less than 50% E - 75% or more D - 50% but less than 75% F - Other (general partner, trustee, or elected manager) 7. (a) In the Control Person column, enter "Yes" if the person has control as defined in the Glossary of Terms to Form ADV, and enter "No" if the person does not have control. Note that under this definition, most executive officers and all 25% owners, general partners, elected managers, and trustees are control persons. (b) In the PR column, enter "PR" if the owner is a public reporting company under Sections 12 or 15(d) of the Exchange Act. (c) Complete each column. FULL LEGAL NAME (Individuals: IDE/FE/I Entity in Which Status Date Status Ownership Contro PR CRD No. If None: S.S. No. Last Name, First Name, Middle Interest is Owned Acquired Code Person and Date of Birth, IRS Tax !Name) MM/YYYY No. or Employer ID No. !CRAIG COURT GP, LLC DE CERBERUS CAPITAL GENERAL PARTNER 04/2001 MANAGEMENT, L.P. ICRAIG COURT, INC. DE CRAIG COURT GP, LLC SOLE MEMBER 103/2001 Y IN !FEINBERG, STEPHEN, ANDREW I CRAIG COURT, INC. SOLE SHAREHOLDER, 04/1996 IN DIRECTOR AND PRESIDENT RICHTER, WILLIAM, LEE I RICHTER 1PRESIDENT AND 103/1989 C CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL -SDNY-0066178 SDNY_GM_00212362 EFTA01372469

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