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efta-01372535DOJ Data Set 10Other

EFTA01372535

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efta-01372535
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Uam Osullivan Sent: 2/11/2019 2:39:25 PM To: Richard Kahn Darren I ndyk CC: Jeanne Brennan Stewart Oldfield Davide-A Sferrazza Subject: RE: Boods to sell [CI Classification: Confidential Darren and Rich, The remaining 2 positions have been sold. I have also included the 2 small FX trades. Martin Zeman TRADE DATE STLMNT DATE BUY/SELL QUANTITY SEC. DESCRIPTION CUSIP PRICE PRINCIPAL INTEREST FEES TRANS. CCY NET (TRi CCY 2/11/2019 2/13/2019 BUY 49.0000 JAPANESE YEN CURRENCY JPY999993 110.3499:030 0.44 0.00 0.00 USD 2/11/2019 2/13/2019 BUY 42.5700 EURO CURRENCY EUR999995 1.12830000 -48.03 0.00 0.00 L'-1' 2/11/2019 2/13/2019 SELL - 4469000.0000 GENERAL ELEC CO GTD FXD- TO-FLTG RT NON- CUMULATIVE PERPETUAL PREFERRED 4.000% 12/03/65 REG DTD 12/03/15 CL8 3$96048M4 68.50000000 1,691.265.00 -15,911. it 600 LSD 2/11/2019 2/13/2019 SELL - 3.000.000.0000 SOUTHERN CALIF EDISON CO PREF SER E 6.250% 01/17/62 8/E DTD 01/17/12 CLB 842400FU2 93.50000000 .•.L'.i::).tx•V 00 -6250.00 6.00 I Prepared on 02/11/2019 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information Thank you, I.iam I Liam O'Sullivan Investments & Trading Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154-0004, USA Tel. Mobile Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066266 CONFIDENTIAL SDNY_GM_00212450 EFTA01372535

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