Case File
efta-01372535DOJ Data Set 10OtherEFTA01372535
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01372535
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
From:
Uam Osullivan
Sent:
2/11/2019 2:39:25 PM
To:
Richard Kahn
Darren I ndyk
CC:
Jeanne Brennan
Stewart Oldfield
Davide-A Sferrazza
Subject:
RE: Boods to sell [CI
Classification: Confidential
Darren and Rich,
The remaining 2 positions have been sold. I have also included the 2 small FX trades.
Martin Zeman
TRADE
DATE
STLMNT
DATE
BUY/SELL
QUANTITY
SEC.
DESCRIPTION
CUSIP
PRICE
PRINCIPAL
INTEREST
FEES
TRANS.
CCY
NET
(TRi
CCY
2/11/2019
2/13/2019
BUY
49.0000
JAPANESE YEN
CURRENCY
JPY999993
110.3499:030
0.44
0.00
0.00
USD
2/11/2019
2/13/2019
BUY
42.5700
EURO
CURRENCY
EUR999995
1.12830000
-48.03
0.00
0.00
L'-1'
2/11/2019
2/13/2019
SELL
-
4469000.0000
GENERAL ELEC
CO GTD FXD-
TO-FLTG RT
NON-
CUMULATIVE
PERPETUAL
PREFERRED
4.000%
12/03/65 REG
DTD 12/03/15
CL8
3$96048M4
68.50000000
1,691.265.00
-15,911. it
600
LSD
2/11/2019
2/13/2019
SELL
-
3.000.000.0000
SOUTHERN
CALIF EDISON
CO PREF SER E
6.250%
01/17/62 8/E
DTD 01/17/12
CLB
842400FU2
93.50000000
.•.L'.i::).tx•V 00
-6250.00
6.00
I
Prepared on 02/11/2019 Source: Pershing NetX 360
Unofficial trade confirmations use information from sources that the firm believes to be reliable, but
Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these
sources. Please refer to your official account statements and confirmations for all trade information
Thank you,
I.iam
I
Liam O'Sullivan
Investments & Trading Institutional Wealth Partners
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154-0004, USA
Tel.
Mobile
Email
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0066266
CONFIDENTIAL
SDNY_GM_00212450
EFTA01372535
Technical Artifacts (2)
View in Artifacts BrowserEmail addresses, URLs, phone numbers, and other technical indicators extracted from this document.
Phone
12830000Phone
4469000Related Documents (6)
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01420806
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DOJ Data Set 10OtherUnknown
EFTA01437509
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DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01435813
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DOJ Data Set 10OtherUnknown
EFTA01376881
1p
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01428329
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DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01432190
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