Case File
efta-01372537DOJ Data Set 10OtherEFTA01372537
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01372537
Pages
1
Persons
0
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Prepared on 02/11/2019 Source: Pershing NetX 360
Unofficial trade confirmations use information from sources that the firm believes to be reliable, but
Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these
sources. Please refer to your official account statements and confirmations for all trade information
Also, the following positions were transferred from the SFLLC account to TD Ameritrade today:
5,000 BABA
3,000 GOOG
1,000 AMZN
2,095 BIIB
25,000 CVNA
25,000 KPTI
15,000 UTX
Thank you,
Liam
Liam O'Sullivan
Investments It Trading Institutional Wealth Partners
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue New York. NY 10154-0004. USA
Tel.
Mobile
EI1131
Visit us: littp:. deutschewealth.com.
#Positivelm pact
IWP products and services are intended for and available only to sophisticated, experienced investors who qualify as Institutional accounts'
under El NRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in
evaluating and determining whether to enter into. sophisticated trading strategies and financial transactions. Transactions are subject to
relevant interns approvals of Deutsche Bank or its affiliates prior to execution. and no transaction, idea or opportunity discussed herein may be
executed unless you are a client of Deutsche Bank and of the Institutions/ Wealth Partners group (IWP).
Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered
through the IWP Americas desk may include investment recommendations and brokerage advice, IWP does not provide investment
management or investment advisory services, and private market opportunities and other products and services available through IWP are
offered only on a non-advisory basis.
This communication is confidential and persons to you, solely for your information and for discussion purposes only, and does not create any
legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden.
From: Liam Osullivan
Sent: Monday, February 11, 2019 11:02 AM
To: 'Richard Kahn' Ma
Cc: Jeanne Brennan
; Stewart Oldfield
; Martin Zeman
• Davide-A Sferrazza
Subject: RE: Boods to sell IC]
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0066268
CONFIDENTIAL
SDNY_GM_00212452
EFTA01372537
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deutschewealth.comRelated Documents (6)
DOJ Data Set 10CorrespondenceUnknown
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EFTA01376881
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DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01428329
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