Case File
efta-01372881DOJ Data Set 10OtherEFTA01372881
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01372881
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
7/15:2019
KYC Print
I. Corporate Documentation Attached (Legal Entities Only)
11ft: Yes .. No i.. Not Applicable
J. Undisclosed Principal Form Complete (Intermediaries Only)
. ; Yes ... No Sr., Not Applicable
K. If Leids/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the
nature/contents of the non-English Documentation:
L. Special Risk Factors
Does the account have Nexus to Special Risk Countries?
,
Yes I No
Is the account structure unusually complex?
Ycs I N0
Is there any indication the client set up a non operating company expressly
i
for the purpose of transferring shares to third parties?
"fr
1 Yes
No
Is there any indication this could be a prohibited business relationship?
'-c,', I No
Are the bearer shares identified subject to acceptable controls?
i...., Yes fft, No
https:Rdbforcepb.mysa lesforce.comiseryletiservlet Integrationliid=01N30000000D9Ddeid=50032000015VRni&c=18iinkToken=VmpFPSxNakFAT ..
13115
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0066784
CONFIDENTIAL
SDNY_GM_00212968
EFTA01372881
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