Case File
efta-01373048DOJ Data Set 10OtherEFTA01373048
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01373048
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
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Adviser Select
Spectrum Asset Management / Principal
Portfolio Date 331:2016
.AA
3.0
A
2.5
BBB
55.8
BB
27.2
B
4.4
Not Rated
7.0
Total
100.0
Name:
Title:
Joined Firm:
Education:
Prior Experience:
Name:
Title:
Joined Firm:
Education:
Prior Experience:
Mark Lleb
Executive DireclonChrel Financial Officer
1987
MBA, UnNersay of Hartford
Founder- 081. Preferred Management
Phillip Jacoby
Managing DteclorrSenix Portfolio Manager/CIO
1995
BA. Boston College
Senior VP- USL Centel Corporation
Portfolio Date: 3i31/2016
Portfolio Date 3'312016
= Industrials
5.5
'Financials
868
•Telecom Services
6.4
--Utilities
1.3
Total
100.0
Portfolio Date: 3/3112016
+0-1
561
1-2
17.9
2-3
14.7
3-4
11.3
0.0
•5-6
0.0
6-7
0.0
•7-8
0.0
8-9
0.0
11.12
0.0
Total
100.0
•1-3 Yr
12.3
3-5 Yr
0.0
5.7 Yr
32.5
7-10 Yr
29.2
10.15 Yr
14.6
15-20 Yr
0.0
• 20-30 Yr
11.3
30• Yr
0.0
Total
100.0
Performance *shown tom gross and net of tees Net of fee returns retied de:archon of the maximum I 1% annual fee Data frequency is monmly and all performance eta and analysts is for the penod ending as of current quarter end unless otherwise nchcated
Deutsche Bark Wealth Management
These docurnents are for use in one-cnone nem presentations
Page 3 cI 5
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0067042
CONFIDENTIAL
SDNY_GM_00213226
EFTA01373048
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