Case File
efta-01373324DOJ Data Set 10OtherEFTA01373324
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01373324
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
From:
Liam Osullivan
Sent:
9/21/2018 4:02:18 PM
To:
'Paul Barrett'
'Richard Kahn'
CC:
Davide-A Sferrazza
Martin Zeman 11
Xavier Avila
tom];
Stewart Oldfield
Subject:
Trade Details -- 09/21/2018 (CI
Classification: Confidential
Paul,
In SFLLC:
Sold 13,000 EWY at 67.7735
Thank you,
Liam
Prepared on 09/21/2018 Source: Pershing NetX 360
Unofficial trade confirmations use information from sources that the firm believes to be reliable. but Deutsche Bank Securities Inc. cannot guarantee the
accuracy of this infoimation, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information.
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue. 10154.0004 New York, NY, USA
KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies. characteristics and investment risks of and exercising independent judgment in
evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of OBS/ or its affiliates prior to
execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners
(KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-
advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is
being presented for your information and for discussion purposes only. Any reproduction andror redistribution thereof fin whole or in part) or disclosure of
its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DIM or any
of its affiliates.
This communication may contain confidential and/or privileged information. If you are not the intended
recipient (or have received this communication in error) please notify the sender immediately and
destroy this communication. Any unauthorized copying, disclosure or distribution of the material in
this communication is strictly forbidden.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0067437
CONFIDENTIAL
SDNY_GM_00213621
EFTA01373324
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