EFTA01373554

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DOJ Data Set 10

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efta-01373554

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EFTA Disclosure

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From: Richard Kahn Sent: 4/24/2017 1:58:14 PM To: Stewart 0ldfield CC: Audie Apple I ; Vahe Stepanian Subject: Re: catching up/risk premia investing yes what day do you have in mind? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Apr 24, 2017, at 12:07 PM, Stewart Oldfield < > wrote: Turns out Audie is in Houston. Can we swing by your office early next week? From: Richard Kahn [mailto_I Sent: Monday, April 24, 2017 11:07 AM To: Stewart Oldfield Cc: Audie Apple; Vahe Stepanian Subject: Re: catching up/risk premia investing sorry i did not respond sooner today a bit busy can we do wednesday? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Apr 24, 2017, at 10:49 AM, Stewart Oldfield < Rich, How's 2 or 3 today? Thanks > wrote: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067798 CONFIDENTIAL SDNY_GM_00213982 EFTA01373554

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EFTA Document EFTA01375151

From: Richard Kah SeM: 4/8/2019 4: To: Stewart Oldfield Subject: Re: i-laze Trust thank you Richard Kahn MIRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Apr 8, 2019, at 4:31 PM, Stewart Oldfield a wrote: From: Stewart Oldfield Sent: Monday, April 08, 2019 4:31 PM To: Subject: .. 1 MM Mile, Per my client's request, please see attached. Thanks <image001.png> Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Manage

DOJ Data Set 10OtherUnknown

EFTA Document EFTA01421466

Subject: Trade Details 04 18 2018 C From: Liam Osullivan Date: Wed, 18 Apr 2018 16:10:19 -0400 To: Richard Kahn Cc: Davide-A Sferra Joshua Shoshan Martin Zeman Xavier Avila Stewart Oldfield < =.• Classification: Confidential Paul, Today you executed the following trades in the SFLLC account: Bought 11,348 CDR PW at 121.0969 PLN FX — Bought 1,375,796.34 PLN at 3.3575 Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Part

DOJ Data Set 10OtherUnknown

EFTA01369161

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