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EFTA01373556EFTA01373558
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efta-01373557DOJ Data Set 10Other

EFTA01373557

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DOJ Data Set 10
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efta-01373557
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EFTA Disclosure
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Begin forwarded message: From: Stewart Oldfield < Subject: RE: trading mtg reschedule - wk of 9/18 Date: September 6, 2017 at 5:13:03 PM EDT To: Richard Kahn < Likely same group as before, although Xavier may be traveling Dan Kaiser - US head of Key Client Partners Xavier Avila - Latam head of Key Client Partners (will add to any discussion about EM trading) Martin Zeman - KCP head of trading I will be there as well, along with either Matt Glassman or Vahe on the KCP coverage side. From: Richard Kahn Sent: Wednesday, September 06, 2017 12:52 PM To: Stewart Oldfield < Subject: Re: trading mtg reschedule - wk of 9/18 wed sep 20th works can you please confirm participants thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Sep 5, 2017, at 3:43 PM, Stewart Oldfield < > wrote: Rich, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067804 CONFIDENTIAL SDNY_GM_00213988 EFTA01373557

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As s Rubin I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 154-0004 New York, NY, USA Tel. Emal From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield ; Vahe Stepanian da; Matt Glassman ; Delores Rubin ‹ > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone- Fax Cell

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From: Richard Kahn Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith <a> Cc: Stewart Oldfield Vahe Stepanian ve; Matt Glassman >; Delores Rubin Subjec : e: o isc Any update on bid ask for 100k Roth 9 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith ‹ > wrote: Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color.

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