EFTA01373575

I have done a bit of digging on this. As per below table, two of this names were indeed included in the Phase I of the Trading Outreach. The other 2 may have happen offline via lain. Please see below the details I have been able to extract: cumin t (GAI NAME GM Sales Sponsor for Outreach In trading outreach Phases ACO suggested sales suggested Person Making Suggest on . 1000040765 1004688558 1007406812 1008346243 Tradition SEF, Inc. Wiliam Beaumont Hosptal Proven Wealth Limited Southern Financial, LLC My suggestions are: [email protected] Adrienne Coyle vane Stepanian Olivier Pariente - TCG yes Yes • 41 - reach out to Anthony. He is very responsive • #2 — reach out to ACO, and Bruce. • #3 — reach out to Vahe • #4 — reach out to Matt. Thanks. Kind regards, Isabel. Isabel Gonzalez ICG Sales COO Team Deutsche Bank AG, Pilate London ittincheeter House t Great Winchester Street From: Christopher Whyton Sent: 01 February 2017 09:37 To: Isabel-A Gonzalez Subject: RE: Remediation 2015-2016_ ACO queries.xlsx Hi Isabel Alex Giannou Olivier Pariente - TCG Adrienne Coyle Bruce Harkness, EM Matt Barnett Matt Barnett 47[61 (TCG) The first 3 below were not part of the debt trading outreach. Do you recall how you were made aware that trading wishes to keep? The person in the bottom one doesn't exist in the directory so I'll need to ask around in the even they've left. William Beaumont Hospital Proven Wealth limited Southern Financial, LLC Tradition SEF, Inc. Thanks [email protected] Adrienne Coyle Vahe Stepanian Olivier Pariente - TCG CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00214019 DB-SDNY-0067835 EFTA01373575