EFTA01373889

Compliance PAWIn4itr Bwromi, Anastasia Pringle---12119/2014 02:43:57 PM---Classification: For internal use only Hi Dmitri, From To: Cc: Date' Subject: Mankanda Dmitri SaksfrIbiclbcom. 12/19/2014 02:43 PM RE: EDD package tor the RID: ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC 0) Classification: For Infernal use only Hi Dmitri, Can you please advise on the current status? Thanks Kind Regards, Mrs. Anastasia Pringle Deutsche Bank Securities Inc Client Onboarding Equities 5022 Gate Parka Suite 500. 32256 Jacksonville. FL. USA Tel. Fax Email Please send all GED related email& to Paciin,ler %faint From: Manikandan Muralidharan Sent: Friday, December 19, 2014 10:32 AM To: Dmitri Saks Cc: Ged Account-Opening; US-CB S-AML; Anastasia Pringle Subject: Fw: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For internal use only Hi Dmitri, We have got the alert review for the RDC alert received on Richard Kahn. During the alert review, we have found that CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068308 CONFIDENTIAL SDNY_GM_00214492 EFTA01373889