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EFTA01373932EFTA01373934
Case File
efta-01373933DOJ Data Set 10Other

EFTA01373933

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DOJ Data Set 10
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efta-01373933
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1
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EFTA Disclosure
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From: Stewart Oldfield Sent: 8/22/2017 4:33:36 PM To: 0aniel•E Kaiser CC: BCC: Subject: Let's try again. 9/6 or 9/7? Thanks Epstein mtg - reschedule From: Stewart Oldfield Sent: Monday, August 07, 2017 4:44 PM To: Daniel-E Kaiser `I M> Cc: Tracy-Ann Hopkins • Subject: FW: Thursday meeting ; Xavier Avila Martin Zeman ; Vahe Stepanian ; Martin Zeman Matt Glassman ; Vahe Stepanian ; Andrea Herbert FYI. Will reschedule From: Richard Kahn [mailto Sent: Monday, August 07, 2017 4:08 PM To: Stewart Oldfield Subject: Thursday meeting I was just informed that our new consultant will be unexpectedly traveling this week. I apologize for short notice but will have to cancel our meeting. Let's reschedule after Labor Day. Thank you. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York NY 10022 Phone Fax Cell CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068374 CONFIDENTIAL SDNY_GM_00214558 EFTA01373933

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As s Rubin I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 154-0004 New York, NY, USA Tel. Emal From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield ; Vahe Stepanian da; Matt Glassman ; Delores Rubin ‹ > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone- Fax Cell

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From: Richard Kahn Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith <a> Cc: Stewart Oldfield Vahe Stepanian ve; Matt Glassman >; Delores Rubin Subjec : e: o isc Any update on bid ask for 100k Roth 9 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith ‹ > wrote: Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color.

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