EFTA01373953

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DOJ Data Set 10

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efta-01373953

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EFTA Disclosure

Text extracted via OCR from the original document. May contain errors from the scanning process.

RE: EDO package for the RID ONB-120932 LKYOUS-3443 Party name : Southem Financial LW ill Sublee.A: Classification: For Internal use only lof in, Please note that the provided Board resolution is the document of Southern Trust Company, Inc., and not Southern Financial LLC. Therefore, the following key statements made within the document will need to be validated: • "Epstein is also the sole shareholder of Corporation" (i.e., Southern Trust Company, Inc.), and • "the Corporation is the sole member of Southern Financial LLC' In order to validate the above, please provide the following supporting documentation: • For Southern Trust Company, Inc.: proof of incorporation/formation and proof of appointment of the board of directors. You will also need to identify the board members as control persons for this account since they would be controlling Southern Financial LLC through Southern Trust Company, Inc. PCR/RDC searches would also be required. • For Southern Financial LLC: Operating Agreement or other valid proof that Southern Trust Company, Inc. is the sole member of Southern Financial LLC. Alternatively, as I stated before, you can provide a letter/email from an internal or external legal counsel stating that Mr. Epstein Is the sole U80 of Southern Financial U.C. Thanks and regards, Dmitri Dmitri Saks AML Compliance Officer Deutsche Bank Securities Inc. 60 Wall Street, New York, NY 10005-2836 Tel: E-mail: Pourritn,-hr Peertron CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068407 CONFIDENTIAL SDNY_GM_00214591 EFTA01373953

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From. Tazia Smothrdh To. leffrey epetein- <jeevacationegmall corn>. "Richard Kahn' c -, Paul Moms' Ce: Vane Steinman Date: 09/0&2014 0650 AM Subject: Re: (CI Classification: Confidential Got it buying 25k HNT market on open Tana Smith Director Key Client Partners - US Deutsche Bank Securities, Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor Te Tel: Mobile: Far: E-mail: From: "jefficy E." [email protected] Scot: 09/08/2014 06:54 AM AST To: Tana S

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