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Case File
efta-01373970DOJ Data Set 10Other

EFTA01373970

Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01373970
Pages
1
Persons
0
Integrity

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Tazia Smith Sent: 3/30/2017 10:58:15 AM To: Richard Kahn CC: Stewart 0ldfie Subject: RE: App a transfer to Merrill Lynch ICI Classification: Confidential Jeanne Brennan ahe Stepanian Received. Per our conversation, please confirm with your Merill advisor what the settlement date is over there? Do not want JE to be DK'd by them if transfer/settlement dates don't match. I'll move forward with the ops team on our side and follow up with any questions. Thank You, Tazia From: Richard Kahn Sent: Thursday, Marcti rilifi l l To: Tazia Smith Cc: Stewart Oldfield; Jeanne Brennan Subject: Apple transfer to Merrill Lynch Can you please transfer 100,000 shares from southern financial Llc to Merrill southern trust account 1. Please send shares to DTCC Participant # 2251 Agent ID 26320 FFC 603118.1 Southern Trust Company, Inc. Please call me with any questions. Thank you. Richard Kahn HBRK Associates Inc 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone Fax Cell CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068435 CONFIDENTIAL SDNY_GM_002 14619 EFTA01373970

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