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efta-01374025DOJ Data Set 10Other

EFTA01374025

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DOJ Data Set 10
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efta-01374025
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
AGP LP 519 Alpha Group Caudal Paul Barrett ALKEON CAPITAL MANAGEMENT, LLC 350 Madison Avenue New York, New York 10017 December 21, 2016 Re: SEC Rule 506 Bad Wier Rules To Whom It May Concern: This purpose of this letter is to inform you of the status of Alkeon Capital Management, LLC ("ACM") and its affiliates under the Bad Actors rules. In connection with the offers and sales of securities in reliance on the exemptions pursuant to Rule 506 of Regulation D under the Securities Act of 1933, as amended (the "Rule"), none of ACM, Alkeon Capital Advisers, LLC , Alkeon Capital Offshore, LLC or any other persons connected with ACM as specified in paragraph (d)(1) of the Rule (such persons referred to as "Covered Persons") has had a Disqualifying Event as defined under the Rule (and as set forth in detail in Annex A hereto) as of the date hereof. This letter is in connection with the offer and sale of securities in reliance on the exemptions set forth in Rule 506 with respect to Alkeon Growth PW Partners, LP. ACM will notify you promptly of the occurrence of any Disqualifying Event with respect to any of its Covered Persons. Should you have any questions regarding this letter, please do not hesitate to contact us at 212- 716-6840. Sincerely, ALKEON CAPITAL MANAGEMENT, LLC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068528 CONFIDENTIAL SDNY_GM_00214712 EFTA01374025

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