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efta-01374249DOJ Data Set 10Other

EFTA01374249

Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01374249
Pages
1
Persons
0
Integrity

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Richard Kah Sent: 6/22/2017 10:20:56 AM To: Vahe Stepanian CC: Darren lndyke Stewart Oldfielca Subject: Re: ATUS Allocation ICI thank you 500 not so great.. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Jun 22, 2017, at 8:57 AM, Vahe Stepanian <[email protected]> wrote: Classification: Confidential Good Morning Rich — per my voicemail, Southern Financial was allocated 500 ATUS @ $30.00. Thank you, Vahe Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3). and who are capable of evaluating the strategies, characteristics and investment risks of. and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execttion, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products. investment ideas and solutions and related matters discussed herein are provided for discussion purposes only. and strictly on a non.advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without ow written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068850 CONFIDENTIAL SDNY_GM_00215034 EFTA01374249

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