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efta-01374293DOJ Data Set 10Other

EFTA01374293

Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01374293
Pages
1
Persons
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Bank Deutsche Bank Securities Inc 60 Wall Street New York, New York 10005 [Attendee contact information]1 EVENT ATTENDEE ACKNOWLEDGEMENT You have been invited to the [event description] (the 'Event) [arranged/sponsored/organized] by Deutsche Bank Securities Inc. ("DBSI-). By registering for the Event, you acknowledge and agree that: To the extent DBSI provides you with information or materials relating to the participants and/or topics relevant to the Event: (a) such materials are for informational purposes only, do not constitute an offer or a solicitation of an offer to buy or sell any securities or other investment, do not constitute investment advice to purchase or sell any security or other investment and do not establish an investment management, fiduciary or agency relationship between you and DBSI; (b) such materials are prepared and provided by the participants and may not have been reviewed by a regulatory authority or DBSI to ensure their accuracy, adequacy or completeness and DBSI makes no representation, warranty or guarantee in relation to such materials; and (c) such materials and information may be subject to copyright or other intellectual property rights under applicable law and shall be treated as confidential, and you agree not to disclose, reproduce or distribute any such materials without our prior written consent. With regard to the Event: (a) any investment products that may be discussed at the Event may not have been registered or qualified with, nor approved or disapproved by, the Securities and Exchange Commission, the Commodity Futures Trading Commission or any other regulatory authority; (b) DBSI is not providing any legal, tax, investment or other form of advice (or otherwise acting as your advisor); (c) DBSI is not responsible for determining whether investment in any financial product is suitable or consistent with your investment objectives, financial circumstances, constitutional documents or any restrictions to which you are subject; (d) you will obtain your own independent legal, tax or financial advice in relation to the Event and are solely responsible for any investment decision you make following your attendance at the Event; (e) the participants may include one or more clients of DBSI who may compensate DBSI in connection with other activities or services; and the Event may be recorded, and you consent to be recorded and to the reproduction, editing, publication, distribution or other use by DBSI of your name, photograph, likeness, voice, and To discuss with business and compliance: How will attendee information be captured? Ideally electronic form fields would work. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068917 CONFIDENTIAL SDNY_GM_00215101 EFTA01374293

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