EFTA01374364

PCS NAO Page 1 of 15 Client/Sure Account Cearstionnoiro cgs* •-trunt Net aet4C.Strtt•e Panicipenle WAIN KIWIS« U 1 E Lt..1krO. c‘p• ':ilicnct ACII. ALAI SlI4AL Aulh rip 2 rs,xs Lifluor:di:4,NC Cll. ALM SIHM. eon( • lÅ Fim ei ryn r4lonw. Ao:ounl Det•H$ anta Invostmont tNTIMALU AccountSetuP Acoeuni Setup Intl N Anon Scream 7arktel ttittertS.C23 Pratt-tear ZNa.mtassai.fr._21teSB Owen* A0Count Type ~new WarrOtic alien Program (LIP) Notice To ~ow (renown %se the f• wens and merry latedeewg h Maw Fehtnre lag fawns, 41 Waved ncmOnr+,le Worn witty. sal ,denill uch peter eh, taabasla. cs, news. et...uncut n ottei Wanes". folegowhip will of ironod »mouton This maw e• caktn yew new widest and caber in loom Iron Olo ell nln.0 m Weedy wu ar mot a ens ei its we ~hang downed. each • xd Eghlatd.4 Goevennennt Nw ken San hrenunef Iw %coin tit ow frig, elegises,' in wa nr Ihl•I,C.1 MP"! trecny Leenung awl wrung liewwww mu. rews (4lt IT MIMI,' ~N., ft awe/ ruanagowni .r.1101 and Oaf ...k•res. Rd now 4.”1,•; thirds en ~rally fr we a lcsmi daligsbn, te wan culgescs canon. znywas astir (twin." an writ. wand. atten6 a,d il nwegowy. snag ineweesdinn. ednorinwl ~ace." Inewliciii wen« a emir.' amnion, wel h. °Mai rnt.rNn nne.m.notpen ro eta °Wide aM enfregnen Ake,. wireseht ew linnet lenn.A...v.vimenst. ~IA fl.« 0.b.V., cement cc w•fliNtiOnnl .rtIce.~.41,/NIIV• IAA Chat, Kuhl be ..41.9.1 In enraging'', ruttyus et Ms donynid awl prong, f wet ideven ~ern Wen ha swig flaw./ "iv.; ap NBC* • F5 Branch Welke O e-mail O Fax O Letter Caere Dew:~ ' LyAn Holds» LW CA al LIA ong. One • May Murray wet tie, account In a, 0.1.7e et • peg hl awl deed wily ~awl intelt111.1161»la the *slots an øw1 of dicer et ewe ~cat W be earl *Wee Of IFA liavaged ~went Wegrant Ov..sGlNp die.« Ty ov• tnebIdeinaltIrstelndiluleanil • O Sank. Savings end Loon Assoc ietion. lnsosencc company or Repnte red Investment COMPS4w O An investment advwet regnienet4 niger with the Securities and tethang. tientelswen umbra Soften SIPS ot the level:Merit Advisen Act et 1940 or with 'Mt,. we wain% commisvion of • ny egency er office pertaining litre I u rdtien, Other latftY (Whetl, e, • a‘lk,,, al Person, tertefateen. partnership. tester 'While) with toel Assets of 'chest Sin mill», o flow of the above! linalhiierwl A.. serum S. it ability obllgaion • O Warted ter .11 recommendations (Select if this mil:nations! 4«oent will have t signed Inatitutionel Suitability Cent/feats on file, ~wing oast'. • uitabdrty obligation under MIRA 21113 Accepted ter ell intemmendateeres (Select if this enatituteenal «coif nt will not have a signed Inatitutional 54olo !Wiry Cen,tketo nee file, but well indeed ashy en DPW I el »SIC bent Adage, fee a urt•bluty did...nape [ions.) la thin account clomellod hut•Irl. tet United Stab"? ' Yee Ns Please ewe yaw Ewan do . wen appreefl Caw ...raw MOM OtrOcon Type • I "•': 1 Cten A.Sese aelneyalectore tel an «ate,.d,a path RIA Sea -ea" AaVila (+gram and eireten me un Clem ha.~ oven Ica Pan 2A end di Swag •IAILT• Seeplemacts (lam ADV Put Ici en *wens/woe r epplearie rage ewlf rennamwt• O Yee 40 Ne https://salesforce.intranet.db.com/PCSNAO/DBForce/PCSNAO CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL 4/16/2018 DB-SDNY-0069016 SDNY GM_00215200 EFTA01374364