Case File
efta-01374453DOJ Data Set 10OtherEFTA01374453
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01374453
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1
Persons
0
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Deutsche Bank AG, London Branch
16 May, 2018
Currenc O.tion Transa 'eon
PRIVATE CLIENT SERVICES PAM ALEX BROM! AC SOUTHERN FINANCIAL LLC
Deutsche
Bank
AG,
London
Branch
1 SOUTH STREET
FX Options Operations
Winchester House
1, Great VVinchester Street
London. EC2N 2DB
BALTIMORE 21202,MARYLAND,UNITED STATES
Dear Sirs,
This amended and restated Confirmation replaces our previous Confirmation with Reference
The purpose of this letter agreement is to confirm the terms and conditions of the Currency Option entered into between us
Deutsche Bank AG, London Branch (Tarty A") and PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN
FINANCIAL LLC (Party Ba) on the Trade Date referred to below (the 'Transaction").
The definkions and provisions contained in the 1998 FX and Currency Option Definitions (the 'FX Definitions') as published by the
International Swaps and Derivatives Association, Inc., the Emerging Markets Traders Association and The Foreign Exchange
Committee are incorporated into this Confirmation. In the event of any inconsistency between the FX Definitions and this
Confirmation, this Confirmation will prevail.
If you and we are parties to an ISDA Master Agreement (an 'Agreement, then this Confirmation supplements. forms part of and
is subject to such Agreement If you and we are not yet parties to an Agreement then this Confirmation evidences a cornpazite and
binding agreement between Party A and Party B as to the term of the Transaction to which this Confirmation rotates. In addition
Party A and Party B agree to use all reasonable efforts promptly to negotiate, execute and deliver an agreement in the form of the
2002 ISDA Master Agreement (the "ISDA Form') with such modifications as you and we will in good faith agree Upon execution
by Party A and Party B d such an agreement, this Confirmation wit supplement form part of, and be subject to that agreement
AR provisions contained a incorporated by reference in that agreement upon its execution will govern this Cordirrnation Until we
execute and deliver that agreement this Confirmation, together with all other documents referring to the ISDA Fam (each a
"Confirmation, confaming transactions (each a 'Transaction') entered into between us (notwithstanding anything to the contrary
in a Confirmation) shall supplement, form a part of, and be subject to an agreement in the form of the ISDA Form as if we had
executed an agreement on the Trade Date of the first such Transaction between us and such form with the schedule thereto 0
specifying only that (a) the governing law is English law and (b) the Terrnination Currency is U.S. Dollars, and c) each party gives
the Payer Representation set out in Part 2(a)(i) of the pro•forma Schedule to the ISDA Form; end (ii) incorporating any other
modifications to the ISDA Form specified below.
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0069143
CONFIDENTIAL
SDNY GM_00215327
EFTA01374453
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