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efta-01374543DOJ Data Set 10Other

EFTA01374543

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DOJ Data Set 10
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efta-01374543
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EFTA Disclosure
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From: Delores Rubin Sent: 5/24/2017 8:32:14 AM To: Tazia Smith I I; Richard Kahn CC: Stewart 0ldfield [email protected]; Vahe Stepanian • Davide•A Sferrazza Subject: RE: Rothschild [C) Classification: Confidential Good Morning Richard, =Glassman Very little activity so far today on Rothschild. Our trader had working orders from two large institutions in the past 6 months. These institutions, if they have something to do would care on the type of size you would like to trade. Our trader would like the opportunity to inquiry if they care, but to be blunt, it is unreasonable to try to open them up without an idea of whether we are a buyer or a seller. DB would be happy to work an order for you using all of our institutional capabilities. Thank you. Best regards, Delores Rubin Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Email From: Tazia Smith Sent: Tuesday, May 23, 2017 2:41 PM To: Richard Kahn Cc: Delores Rubin < >; Stewart Oldfield < ; Vahe Stepanian =Glassman ; Davide-A Sferrazza Subject: RE: Rothschild [C) Classification: Confidential Thanks Rich. No market on 100k that we're in touch with (DB or agent). Delores will work towards showing a smaller size to try to get a two-way in front of you. Understand no trade. Best, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069267 CONFIDENTIAL SDNY_GM_00215451 EFTA01374543

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