EFTA01374744

From: Stewart Oldfield Sent: 8/31/2018 8:21:47 AM To: Vijay-A Sawant CC: Richard larossi Mayur Rathod I I; Bradley Gillin Subject: Re: 2018 Periodic Review of accts Mort, Inc and Gratitude America Ltd under the SOUTHERN FINANCIAL RELATIONSHIP Do we need Mort to complete Gratitude? Also, what is SOS? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Aug 31, 2018, at 6:59 AM, Vijay-A Sawant > wrote: Good Morning Stewart, After receipt of the COGS for Gratitude America in attached email, we confirm that only the following items are pending for KYC Case • SOS & COGS for Mort Inc dated in last 6 months. Entity domiciled in US Virgin Islands. Once the above item is received, we will submit this case to the AML team for approval, thanks. Regards, <image001.gif> Vijay Sawant KYC Case Representative Deutsche GB Centre Private Limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 00O063, India From: Vijay-A Sawant Sent: Wednesday, To: Bradley Gillin < ; Stewart Oldfield Cc: Mayur Rathod Subject: 2018 Periodic Review of accts Mort, Inc and Gratitude America Ltd CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069592 CONFIDENTIAL SDNY_GM_00215776 EFTA01374744