Case File
efta-01374781DOJ Data Set 10OtherEFTA01374781
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01374781
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
New York, NY 10022
te
fax
cell
On Mar 6, 2019, at 9:19 AM, Liam Osullivan
wrote:
Classification: Confidential
Good morning,
We will work on have the margin statements turned off.
We have not received the request from IB yet.
Thank you,
Liam
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Liam O'Sullivan
Investments et Trading Institutional Wealth Partners
DB Securities Inc
Deutsche Rank Wealth Management
345 Park Avenue. New York, NY 10154.0004, USA
Tel
Mobile
Email
Visit us: littp:::i1eutsvhcwealth.coni.
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IWP products and services are intended for and available only to sophisticated, experienced investors
who qualify as Institutional accounts' under FINRA Rule 4512(c}(3), and are capable of evaluating the
investment benefits and risks of, and exercising independent judgment in evaluating and determining
whether to enter into, sophisticated tracing strategies aid financial transactions. Transactions are
subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no
transaction. idea or opportunity discussed herein may be executed unless you are a client of Deutsche
Bank and of the Institutional Wealth Partners group (IWP).
Material herein regarding IWP products, investment ideas and solutions is for discussion purposes
only. While brokerage services offered through the IWP Americas desk may include investment
recommendations and brokerage advice, IWP does not provide investment management or investment
advisory services. and private market opportunities and other products and services available through
IWP are offered only on a non-advisory basis.
This communication is confidential and personal to you, solely for your information and for discussion
purposes only, and does not create any legally bincing obligation. Reproduction or distribution of any
material herein without our written consent is strictly forbidden.
From: Richard Kahn mailto
Sent: Wednesday, March 06, 2019 5:41 AM
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0069652
CONFIDENTIAL
SDNY GM_00215836
EFTA01374781
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