EFTA01374961

From: Vijay-A Sawan Sent: 9/18/2018 11. To: Bradley Gillin Richard larossi CC: Mayur Rathod Stewart Oldfield Subject: RE: Neptune LLC Corp Resolution Query - KYC Attachments: Corp Resolution 201.4 - Revised Pg 2.pdf; Corp Resolution 2014.pdf; Resolution (2014 - 1).pdf; Resolution (2014).pdf Hi Brad, As per our call today, please note the below Corp Resolution issue was found in other accounts in the Sothern Financial Relationship, listed below — • JEGE LLC • NES LLC • Plan D Attached relevant docs which highlights this issue. As discussed, we will resolve this issue by using docs which reflect ALL the RP's for respective accounts. Let me know if any queries, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East, Mumbai - 400063, India From: Vijay-A Sawant Sent: Tuesday, Se tember 18 2018 5:17 PM To: Bradley Gillin Richard larossi Cc: Mayur Rathod Stewart 0ldfie Subject: Neptune LLC Corp Resolution Query - KYC Hello Rich, I wanted to have a quick chat regarding the attached corp resolutions for Neptune LLC when you come in today, so we can solve a rejection point in our case thanks. Regards, Vijay CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069940 CONFIDENTIAL SDNY_GM_00216124 EFTA01374961