EFTA01375322

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DOJ Data Set 10

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efta-01375322

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EFTA Disclosure

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On Oct 11 2016 at 9:09 AM, Vahe Stepanian te: Classification: Couldn'tlel Rich - two way markets are included below: Haze Trust Bank of America 8.125% Pfd 12/29/2049 CUSIP: 060505DT8 102 x 103.25 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 CUSIP: 35906AAH1 107 x 108.1 Thank you, Vahe From: Richard Kahn [mailt0:1. Sent: Friday, October 07, 20 To: Vahe Stepanian; Daniel Sabba Cc: Stewart Oldfield Subject: can you please obtain bid ask to sell these bonds tuesday morning thank you and have a nice weekend 05/10/ Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/ Southern Financial LLC Frontier Communications 8.5% 4/15/2020 7/6/15 3,000,000 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070700 CONFIDENTIAL SONY GM_00216884 EFTA01375322

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From: Richard Kah SeM: 4/8/2019 4: To: Stewart Oldfield Subject: Re: i-laze Trust thank you Richard Kahn MIRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Apr 8, 2019, at 4:31 PM, Stewart Oldfield a wrote: From: Stewart Oldfield Sent: Monday, April 08, 2019 4:31 PM To: Subject: .. 1 MM Mile, Per my client's request, please see attached. Thanks <image001.png> Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Manage

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Subject: Trade Details 04 18 2018 C From: Liam Osullivan Date: Wed, 18 Apr 2018 16:10:19 -0400 To: Richard Kahn Cc: Davide-A Sferra Joshua Shoshan Martin Zeman Xavier Avila Stewart Oldfield < =.• Classification: Confidential Paul, Today you executed the following trades in the SFLLC account: Bought 11,348 CDR PW at 121.0969 PLN FX — Bought 1,375,796.34 PLN at 3.3575 Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Part

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EFTA01369161

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