EFTA01375385

Extracted Text (OCR)

EFTA Disclosure

Text extracted via OCR from the original document. May contain errors from the scanning process.

From: Matt Glassman Sent: 9/14/2017 11:22:10 AM To: Stewart 0ldfield I ; Martin Zeman CC: Davide-A Sferrazza Subject: RE: trade in SFL LLC Adding davide From: Stewart Oldfield Sent: Thursday, September 14, 2017 11:20 AM To: Matt Glassman < >; Martin Zeman < Subject: FW: trade in SFL 11.0 Who can help with this? From: Richard Kahn Sent: Thursday, September 14, 2017 8:47 AM To: Vahe Ste anian Cc: Darren Indyke < Subject: trade in SFL LLC >; Tazia Smith < Please call Darren to confirm the following trade Buy 5000 QCOM at market Once done: Sell 50 Nov'17 52.50 Calls Sell 50 Nov'17 50 Puts Net credit of $3.00 or better Thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell >; Stewart Oldfield CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070830 CONFIDENTIAL SDNY_GM_00217014 EFTA01375385

Related Documents (6)

DOJ Data Set 10OtherUnknown

EFTA01379535

1p

Dept. of JusticeOtherUnknown

EFTA Document EFTA01375385

From: Matt Glassman Sent: 9/14/2017 11:22:10 AM To: Stewart 0ldfield I ; Martin Zeman CC: Davide-A Sferrazza Subject: RE: trade in SFL LLC Adding davide From: Stewart Oldfield Sent: Thursday, September 14, 2017 11:20 AM To: Matt Glassman < >; Martin Zeman < Subject: FW: trade in SFL 11.0 Who can help with this? From: Richard Kahn Sent: Thursday, September 14, 2017 8:47 AM To: Vahe Ste anian Cc: Darren Indyke < Subject: trade in SFL LLC >; Tazia Smith < Please call Darren

1p

DOJ Data Set 10CorrespondenceUnknown

EFTA Document EFTA01379535

0p

Dept. of JusticeOtherUnknown

EFTA Document EFTA01371638

From: Martin Zeman Sent: 9/14/201711:23:55 AM To: Liam Osullivan CC: Stewart Oldfield Subject: FW: trade in SFL LLC LHA, zfir if v Martin Zeman Director I Key Client Partners Deutsche Bark Wealth Management DB Seturibes Inc Park Avenue 1 154 New York, NY. USA Joshua Shosha KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(O(3). and who are capable of evaluating the st

1p

DOJ Data Set 10CorrespondenceUnknown