EFTA01375410

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DOJ Data Set 10

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efta-01375410

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EFTA Disclosure

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From: Richard Kahn Sent: 6/1/2017 2:48:08 PM To: Delores Rubin CC: Vahe Stepanian Tazia Smith i I; Stewart Oldfield Subject: Re: Rothschild - Being shown an offer! (C) lets put on hold for now as i do not have a firm level thanks for all your help Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Jun 1, 2017, at 2:45 PM, Delores Rubin < 1=c- wrote: Classification: Confidential Richard, Unfortunately, we have not uncovered such inventory and it is doubtful that is possible. We would be happy to continue to explore that possibility, but not without a firm order. If the client has a level where they would like to bid for the whole piece, we can then work with the indicated seller. Best regards, Delores Rubin <image001.gif> Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management P f A n 154-0004 New York, NY, LISA From: Richard Kahn Sent: Thursday, June 01, 2017 1:12 PM To: Delores Rubin mailto CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070857 CONFIDENTIAL SONY GM_00217041 EFTA01375410

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Subject: Trade Details 04 18 2018 C From: Liam Osullivan Date: Wed, 18 Apr 2018 16:10:19 -0400 To: Richard Kahn Cc: Davide-A Sferra Joshua Shoshan Martin Zeman Xavier Avila Stewart Oldfield < =.• Classification: Confidential Paul, Today you executed the following trades in the SFLLC account: Bought 11,348 CDR PW at 121.0969 PLN FX — Bought 1,375,796.34 PLN at 3.3575 Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Part

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EFTA01369161

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