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EFTA01375415EFTA01375417
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efta-01375416DOJ Data Set 10Other

EFTA01375416

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DOJ Data Set 10
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efta-01375416
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EFTA Disclosure
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From: Richard Kahn (mailto Sent: Tuesday, May 30, 2017 8:22 AM To: Delores Rubin Cc: Tazia Smith < Stewart Oldfield Stepanian >; Matt Glassman >; Davide-A Sferrazza Subject: Re: Rothschild [C] >; Vahe >; Thanks you for update. Any indication where a 100,000 share block can be crossed? Please advise. Thank you. Richard Kahn HBRK Associates Inc 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 30, 2017, at 8:14 AM, Delores Rubin wrote: Classification: Conidental Good Morning Richard and Tazia, In the event you still care in Rothschild, volumes continue to be around its average of 15,000 shares a day over the past week, but a few local houses have advertised sizeable volume that has not been reflected on the tape. ODDO secutities has been advertising crossing and trading stock for the past week and EXANE has advertised trading over CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070864 CONFIDENTIAL SDNY_GM_00217048 EFTA01375416

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As s Rubin I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 154-0004 New York, NY, USA Tel. Emal From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield ; Vahe Stepanian da; Matt Glassman ; Delores Rubin ‹ > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone- Fax Cell

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From: Richard Kahn Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith <a> Cc: Stewart Oldfield Vahe Stepanian ve; Matt Glassman >; Delores Rubin Subjec : e: o isc Any update on bid ask for 100k Roth 9 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith ‹ > wrote: Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color.

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