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efta-01375525DOJ Data Set 10Other

EFTA01375525

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DOJ Data Set 10
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efta-01375525
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
A FinCEN CDD form is requited for Southern Trust Company, Inc. We initially thought tlx: form would not be required for this type of entity- apologies. You am an authorized signer on this account. Also, to follow up on below. we require of certificate of good standing (within 6 months) for Prytance. Thank you. Regards. Brad -timage00l.gif> Bradley Gitlin Vice President Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl N w Y NY 10154 Securities offered through Deutsche Bank Securities Inc From: Stewart Oldfield Sent: Tuesday, July 17, 2018 5:26 PM To: Darren Indyke < Cc: Richard Kahn < >; Bradley Gitlin ca Subject: RE: COD Forms and Prytanee certificate of good standing Even better news, there's nothing more that you need to do on the CDD forms. We will take them as is. Sorry for the back and forth. We do still need the certificate of good standing for Prytanee, however. Please send when you can. Thanks From: Stewart Oldfield Sent: Monday, July 16, 2018 1:07 PM To: Darren Indyke < Cc: Richard Kahn < >; Bradley Gillin <a) Subject: RE: CDD Forms and Prytanee certificate of good standing Sony for the inconvenience. These forms are new and have quickly become the bane of my existence. I don't think you need to reexecute. For now, please just reattach what you already sent (also attached to this email) into emails from your address and Jeffrey's. I simply need to receive them from you directly. Thanks From: Darren Indyke mailto: Sent: Monday, July 16, 2018 11:15 AM To: Stewart Oldfield CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071030 CONFIDENTIAL SDNY_GM_00217214 EFTA01375525

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